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When more than 100 countries gathered in September in Accra, Ghana, to discuss
the effectiveness of the $100-billion-a-year international aid business, one
topic permeated nearly all the discussions: capacity development.
Weak capacities—in human resources, organizations and broader societal
institutions—were seen as an impediment to the entire aid effectiveness
agenda. Insufficient capacity makes it harder for countries to take the lead
in their own development agendas. It impedes efforts to build up country systems
to generate and manage revenues, to take advantage of available natural resources.
Yet, at the same time, international aid has a decidedly poor record of helping
countries to develop and retain these critical capacities. Indeed, international
aid practices have been blamed not only for failing to develop new capacities
but also actually creating incentives that drain countries of existing
capacities and human resources. This poor record on capacity development is
all the more sobering in light of the current global financial crisis and the
threat of a long period of economic weakness.
WHAT
IS CAPACITY DEVELOPMENT? |
| Capacity development is about skills,
performance and governance. Capacity is the ability of people, organizations
and broader societal institutions to manage development objectives and
resources more effectively to achieve results. The concept is thus much
broader than the training and technical assistance approaches that are
often put forward as answers to the capacity problem. Capacity development
is closely intertwined with the governance agenda and benefits from efforts
to improve laws and institutions, leadership, transparency, and accountability.
Source: OECD/DAC. |
The good news is that the meeting in Accra provided the first evidence of
a fundamental shift in the way the international development community understands
capacity development (CD) and how it should be pursued as part of international
aid efforts. The deliberations were focused not just on roads and bridges, but
on how development aid can be used to create sustainable, country-led development.
As a result, the Accra Agenda for Action (AAA) is peppered with references to
capacity development. As much as a third of all overseas development assistance
is said to be allocated to capacity development work. The AAA represents a new
push to get results from these large sums of money, and to help countries develop
sustainable capacities for managing their own affairs.
Central to this new thinking is a renewed emphasis on partnerships, a more active
role for civil society organizations, and networks of capacity development practitioners
that can bring knowledge and learning across borders. Not only did a large parallel
meeting of more than 500 civil society organizations precede the meeting in
Accra, but also the official proceedings were themselves attended by the largest
delegation of civil society representatives in the history of these big international
aid gatherings.
Non-governmental players are critical to this debate not only because of the
role they can play in delivering services and contributing to development, but
also because of their role in creating demand for improved government
services and outcomes. Until now, however, the engagement with civil society
has been often celebrated but rarely made operational as part of the nuts-and-bolts
decision-making processes in the spending of development aid. This is slowly,
but surely, beginning to change.
A more active partnership between civil society and governments will require
strengthened capacity by both to deal with each other on development issues.
“Governments have tended to see the role of civil society as one of contestation,”
says Emmanuel Akwetey, Director of the Institute for Democratic Governance in
Ghana, who notes that certain key reforms that would improve the capacity of
civil society to monitor the performance of government, such as right-to-information
laws, have stagnated in many countries. “The greatest obstacle is the
perception that civil society is someone out in the street protesting who cannot
understand anything,” he says, adding that governments need to develop
their capacity and skills to engage more effectively with an increasingly demanding
public (see the Statement of Reality of Aid following
this article).
A changing role for donors
One of more promising parts of this capacity development story is the growing
realization among donors that their role has to change in order to improve the
outcomes from capacity development initiatives. Over the past decade, practitioners
have made progress on the conceptual framework that helps define capacity development
and how it can be best managed within various development contexts (OECD/DAC
2006; Taylor and Clarke 2008; World Bank 2005a) Case studies have isolated some
critical findings that can be applied in implementing capacity development interventions;
country-level practitioners have begun to create a more professionalized capacity
development practice that is informed by evidence and experience. “There’s
no longer the excuse that we don’t know what we need to do, what works,
what doesn’t,” says an official of the United Nations Development
Program. “We have moved beyond that.” The challenge now is to move
this knowledge into a more widespread use on the ground.
Aided by practitioner networks like the Learning Network on Capacity Development
(LenCD), donors are looking to link up with relevant partners on substantive
issues, connecting regional and national networks to the global policy debate
and growing knowledge base in this area. LenCD is an open network on capacity
development that links many initiatives globally and is supporting an evolving
community of practice. LenCD emerged as a consequence of informal networking
linked to several streams of research, workshops and conferences. Since its
conception in June 2004, LenCD has helped establish a collective learning process
that now spans many countries and official development agencies.
LenCD’s
VISION FOR 2009-2010 |
| LenCD’s vision for 2009-2010
seeks to foster a better approach to capacity development:
- Promote learning on capacity development in its broadest
sense among decision makers, analysts and practitioners.
- Convene and support a community of practice around capacity
development with professional competence and transparent quality standards.
- Connect emerging regional/local networks to the global
policy debate with cutting edge knowledge and respond to demand from
countries and networks.
- Broaden the knowledge base on capacity development,
promote research, codification of experience, and facilitate access
to relevant knowledge.
- Engage in policy advocacy to influence relevant mainstream
development processes.
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The Organization for Economic Cooperation and Development’s Development
Assistance Committee (OECD-DAC) is also changing its approach to CD. After many
years of considering capacity development as a sub-theme of its governance work,
the OECD-DAC decided in 2007 to create a small unit inside the DAC secretariat
to coordinate and promote awareness about capacity development among the many
work streams within DAC structures. Examples include work on the environment,
fragile states, procurement, aid effectiveness and other such topics. The new
coordinator will seek to ensure that lessons learned in one area are known and
shared in the others and that the groups systematically incorporate these findings
into their policy advice.
The DAC has also proposed the idea of an alliance among the various organizations
working on CD, in particular, to bring the organizations in the developed world
in contact with those in the developing world. The proposed alliance would be
a Southern-led forum that over the next three years, would coordinate efforts
for relevant meetings, including ministerial gatherings and other events convened
at the international, regional and sub-regional levels. Side events, knowledge
fairs and other learning opportunities will also be organized. The alliance
will encourage the development of specific commitments by southern parties to
collaborate on CD issues including strategies, measuring and monitoring capacity,
south-south cooperation and other matters deemed of high priority.
Leadership from the South
These moves attest to the realization that no amount of coordination among
the donors will ensure success unless developing countries themselves play the
leading role. Capacity development is inherently a developing country responsibility.
In its strategy document, the DAC recommends a number of steps to foster the
development of stronger Southern leadership:
- Mobilizing political champions in the South to integrate capacity development
into national development strategies.
- Facilitating the identification anod implementation of coordinated capacity
development initiatives. This will link Southern policy makers and practitioners
with international knowledge bases and expertise as well as with donors, thus
providing easier access to technical and financial support.
- Enhancing South-South and triangular cooperation in capacity development
through the exchange of experiences and greater use of quality southern expertise.
(Tejasvi 2007)
- Promoting greater awareness by sharing lessons of experience and good practice
where capacity development is not yet a priority.
Developing countries themselves have started to take the initiative to inform
their peers about successful development approaches. Countries such as Brazil,
China, India and South Africa have launched a number of partnerships that bring
together the public, private and non-governmental sectors. Institutions like
the Institute for Democratic Governance in Ghana, The Africa Capacity Building
Foundation (ACBF), and the Amazon Alliance bring together individuals and organizations
from diverse backgrounds and perspectives that help shape new strategies to
solve local issues. There are different forms of South-South cooperation that
range from organizational networks, developing nations providing technical expertise
and advice to other nations and partnerships among developing countries to find
innovative solutions. (See Box 3).
TYPES
OF SOUTH-SOUTH COOPERATION:
INSTITUTIONAL, NATIONAL AND INTERNATIONAL |
| Southern Networks: INSouth
INSouth represents an understanding, from a Southern perspective, of the
new and emerging issues in the international arena, and the challenges
and opportunities they pose for the South. This network brings together
intellectuals from the South including policymakers, researchers and representatives
from the media, private sector and civil society. The network was founded
on the recommendation of the South Commission, which in a 2003 report
emphasized that the South was not well organized at the global level and
has thus not been effective in mobilizing its considerable combined expertise,
experience, or bargaining power. For more information see www.insouth.org
Developing Countries Providing Technical
Know-how: The Chinese Academy of Sciences
The Chinese Academy of Sciences (CAS) has established formal contacts
with major research and academic organizations in more than 60 countries
(including all the developed countries and some developing countries).
In addition to various kinds of cooperative activities on mutually interested
issues, the Academy has signed more than 70 cooperative agreements at
the Academy level and more than 700 agreements at the institute level
with their partners spread over 40-odd countries and regions in the world.
The Academy facilitates more than 8,000 personnel exchanges each year.
These exchanges have significantly contributed to the improvement of science
and technology standards, training, upgrading of and exchange of information.
For more information see http://english.cas.cn/
Partnerships among Developing Nations:
The India-Brazil-South Africa (IBSA) Trilateral
IBSA is a trilateral, developmental initiative in operation since 2003
among India, Brazil and South Africa to promote South-South cooperation
and exchange to compliment competitive strengths into collective synergies.
IBSA has become instrumental in promoting closer coordination on global
issues. The IBSA Dialogue Forum facilitates interaction among academics,
business and other members of civil society. IBSA’s Fund for Poverty
Alleviation, the first of its kind, has projects in Haiti, Guinea Bissau
and in Laos coordinated by the South-South Unit of the UNDP. For more
information see
http://www.ibsa-trilateral.org
|
Knowledge networks: amplifying impact and learning
Networks are emerging as an important delivery mechanism for sustainable development.
(Bloom et al 2008). Communities of practice can be tapped to support efforts
at the country and regional levels. Professional networks of Southern experts
from the public sector, private sector and civil society are key in promoting
unmediated interactions within themselves to identify and develop new and innovative
solutions to their problems. Strengthening regional organizations and regional
knowledge networks would give them much needed capacity and also strengthen
individual capacity in developing countries. This would then lay the foundations
for a more predictable, long-term support to create effective and innovative
regional capacity development initiatives.
Grant-giving regional intermediaries like PACT and the ACBF need to be strengthened
so that they can effectively support regional and sub-regional knowledge networks.
Single and multipurpose networks across the world should be carefully yet systematically
engaged whenever and wherever they can constructively help governments, private
firms, and citizens improve the delivery of essential services and development
of the country as a whole (World Bank 2005 b).
Networks and partnerships like the ACBF and the New Africa Partnership for
Development (NEPAD) support and sustain knowledge generation and capacity development
in several important ways. Regional networks provide a critical mass of professional
peer review not available at the national level, thus sustaining peer pressure
for learning and excellence as well as alleviating professional isolation. They
are an effective mechanism for keeping in touch with the rapidly changing frontier
of knowledge through contact with the rest of the world and information sharing.
Networks are a medium for experience sharing and a mechanism for drawing good
practices from specific policy and knowledge contexts, making them an important
resource for collective knowledge. They are a cost-effective means for providing
specialized training and skill information often not viable at the national
level, given the limited resources and time availability of specialist trainers.
(World Bank 2005 b, pp.68-69). Knowledge and practitioner networks are changing
the way information and collective wisdom travels through the world and are
helping level the playing field for practitioners from the South.
THE
MANY FACES OF NETWORKS |
| Networks defy easy categorization as
they tend to fulfill multiple roles. The ambiguity of the term “network”
makes it difficult to pin down precise meaning. We could be talking about
friends, large organizations, routers along the backbone of the internet,
or as network researcher Duncan Watts points out, neurons firing in the
brain. Here is a list of network types of particular interest to capacity
building for development:
Representative Networks are the
most formal type of network typically associated with international development
partners like the World Bank. These are often legally recognized, bounded
groups of similar organizations or individuals that coordinate to take
advantage of scale. Examples of representative networks include Chambers
of Commerce, InterAction and the American Medical Association.
Action Networks are groups of organizations
and/or individuals that coordinate in order to achieve a strategic goal—be
it the scale-up of learning, provision of services, or advocacy around
a policy issue. They often include diverse groups of organizations and/or
individuals. Examples of action networks include ANSA-Africa, Net Impact
and the Impact Alliance.
Knowledge Exchange and Social Networks
are the most informal type of network for capacity development. These
networks are primarily trust based and aim to increase an individual's
'social capital' by facilitating connections, diffusing information, and
increasing knowledge. Examples of knowledge exchange and social networks
include Knowledge Management for Development, Linked-In, Facebook and
the WBI Alumni Group.
Source: Evan Bloom, et al.
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Conclusion
The path ahead will require a change in the way that the donor community goes
about its assistance to developing nations. More emphasis must be placed on
the importance of partnering and empowering Southern leadership to take charge
of the development process. Developing countries will need to understand the
critical role of civil society and develop new ways of managing those relationships
in more productive ways. Donors will need to learn to follow the lead of developing
countries in setting priorities and strategies. South-South learning and knowledge
networks are changing the development scenario. Countries have more options—of
both knowledge and aid—in today’s globalized world. Traditional
donors like the World Bank, IMF and developed countries will need to embrace
concepts like mutual accountability and aid harmonization. This will not be
easy, but these concepts are widely recognized as being crucial in aiding progress
towards the goals set in the High-Level Forum in Accra.
Mark Nelson is Senior Operations Officer and Ajay Tejasvi is a Consultant
in the World Bank Institute Global Programs Unit.
References
Bloom, Evan, et al, “Strengthening Networks: Using Organizational Network
Analysis to Promote Network Effectiveness, Scale, and Accountability,”
Issue No. 28, World Bank Institute, August 2008.
OECD/DAC, “The Challenge of Capacity Development: Working Towards Good
Practice,” 2006.
Taylor, Peter and Peter Clarke, “Capacity for a change,” IDS,
Sussex, January 2008.
Tejasvi, Ajay, “South-South Capacity Development: The Way to Grow?”
CD Brief Issue No. 20, World Bank Institute, February 2007.
World Bank 2005a, Building Effective States: Forging Engaged Societies,
Report of the World Bank Task Force on Capacity Development in Africa.
World Bank 2005b, Building Effective States: Forging Engaged Societies,
Report of the World Bank Task Force on Capacity Development in Africa, pp 99-101.
Human
Rights Central to Aid Effectiveness: Civil Society Statement |
| At
the 3rd High Level Forum on Aid Effectiveness, the Parallel Civil Society
Forum highlighted the fundamental issues that concern CSOs in developing
countries. The Accra Agenda for Action was modified to incorporate CSOs’
concerns about the relationship between aid and development effectiveness.
Below is the CSOs’ concluding statement, written by Reality of Aid
(Roa).1
Here in Accra, CSOs held a parallel forum on aid effectiveness
with 700 participants from over 80 countries, and there were 80 CSO participants
in the official high level forum.
CSOs, and many present in Accra from the Reality of Aid
Network, are determined in making human rights, gender equality, decent
work and environmental sustainability explicit and central to the aid
effectiveness agenda. We have consciously set the bar high in recognition
of the urgency for immediate and concrete action if the AAA is to make
any progress towards improving implementation of the Paris Declaration
(PD) and genuinely realizing its principles by 2010. To this end we have
come to Accra with a CSO position paper that puts forward 18 clear and
definite recommendations.
Although CSOs have been intensively engaged in the process
of drafting the AAA and have influenced the debate on various issues,
we are nonetheless disappointed that our views and proposals have in the
main been ignored in the final AAA. We have advanced clear, time-bound
and realistic commitments on policy conditionalities, tied aid, predictability,
transparency and debt. However in the final AAA we see only limited or
no progress at all on these vital zissues. This is deeply disappointing
for us.
The AAA recognizes the poor performance of donors and countries
in many areas of aid reform and unfortunately uses this poor performance
to justify conservative targets. On the contrary, we believe that the
AAA should have been made more ambitious if the PD’s targets for
implementation by 2010 are to be achieved.
We also acknowledge that the AAA in some respects introduces
progress beyond the PD. The rigorous process of debate and consultation
in its preparation—which saw the active participation by developing
country governments and CSOs—has been productive. There has been
significant progress in terms of greater commitment to be inclusive of
CSOs, parliamentarians and other actors. As noted, there has been also
some limited but important movement on the issues of mutual accountability,
transparency, predictability and conditionality. Although falling short
of delivering time-bound reforms this is a good starting point. We also
appreciate the active efforts by some donors and developing country governments
who have persisted in pushing for reforms to be put in place and in thwarting
efforts to water down what has already been achieved.
The hallmark of the High Level Forum and the AAA is the
intensive process of preparations and engagement by CSOs and governments.
The CSO Parallel Forum and the Better Aid open platform for CSO voices
are particularly important achievements. However the official HLF itself
still leaves a great deal of room for improvement. Notwithstanding greater
CSO participation compared to the past, this still cannot yet be fully
celebrated by CSOs. We need to take advantage of new opportunities for
comprehensive aid reform posed by the increased involvement of new donors
and other actors.
An unprecedented array of development actors is now engaged
on the vital issue of aid and aid effectiveness and there have also been
some unambiguous gains. Much remains to be done. The challenge is how
to build on the gains achieved towards a new multilateral High Level Forum
in 2011, framed by the core issues of aid and development effectiveness.
1 Reality
of Aid is the only major North/South international non-governmental initiative
focusing exclusively on analysis and lobbying for poverty eradication
policies and practices. It aims to contribute to more effective international
aid and development cooperation strategies to eliminate poverty.
www.realityofaid.org
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